Preparing to Sell Your Wealth Management Business

In this episode of the Wealth and Law Podcast, Brent Nelson is joined by Ben Douglas to discuss the key considerations involved in preparing to sell a wealth management business. They explore some of the legal, regulatory, and business matters that owners should consider when preparing for a potential sale, including the importance of planning ahead, preparing for due diligence, and understanding the complexities involved in selling an asset management business.

Ben Douglas counsels businesses across the asset management industry, including private investment advisers, wealth managers, hedge, real estate, and venture funds, fintech companies, and mutual fund managers. His experience includes fund formation, regulatory compliance, and complex sales and acquisitions of asset management businesses. Ben has also served in senior legal and general counsel roles at prominent investment management firms, including RS Investments, where he oversaw the legal aspects of the firm’s $20 billion in assets under management.

He can be found at: Benjamin Douglas – Rimon Law

This material is for informational purposes only. The views expressed are those of the speaker as of the date noted and not necessarily of the speaker’s firm or its affiliates. This podcast may be considered attorney advertising. This podcast does not create an attorney-client relationship and is not a legal opinion or legal advice.

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