Transition To RIA Podcast

Q96 - What Is The Quickest You Could Transition To The RIA Model?

Ideally you will never be in a situation where you must ask what is the quickest you could transition your practice to the RIA model.

Q95 - Harder To Pick An RIA To Join Than A Broker-Dealer To Join?

You don’t choose which car to buy based on which dealership brand happens to be closest to where you live.

You...

Q94 - Why Go RIA When Wirehouses Offer Huge Upfront Checks?

There are many participants in our industry who run around gleefully messaging the big upfront bonus checks wirehouses are known to write.

Q93 - What Is The Difference Between A Corporate RIA And An Independent RIA?

There are no specific regulatory or legal definitions of "Corporate RIA" or "Independent RIA."

Instead, we must rely on how the terms...

Q92 - How Much Cash Should I Have Saved Before Transitioning My Practice To The RIA Model?

You've done your due diligence on the RIA model.

You've determined which path into the model to use.