Transition To RIA Podcast

Recent Episodes

Q41 - How Do I Navigate The Legal Considerations Of Breaking Away To Transition To The RIA Model?

Posted April 7, 2021 • 00:41:00

Episode #41: This is episode #41 of the Transition To RIA question and answer series where I answer Registered Investment Advisor (RIA) related questions...

Q40 - How Does A Broker-Dealer Grid Payout Compare To An RIA?

Posted March 15, 2021 • 00:23:47

Episode #40: This episode is from video #40 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions...

Q39 - How Do I Start A Podcast As My Own RIA?

Posted February 22, 2021 • 00:31:54

Episode #39: This episode is from video #39 of the Transition To RIA video series where I answer Registered Investment Advisor...

Q38 - Am I Required To Have A CFP Designation To Start My Own RIA?

Posted February 1, 2021 • 00:13:24

Episode #38: The Certified Financial Planner (“CFP”) designation is arguably the mostly widely recognized professional designation...

Q37 - How Do I Create A Marketing Plan For My New Advisory Firm?

Posted January 9, 2021 • 00:45:56

Episode #37: One of the most exciting aspects about transitioning to the RIA model is creating your marketing plan for your new firm. ...