Transition To RIA Podcast

Q81 - Is Broker-Dealer Technology Better Than RIA Technology?

A tale often told by broker/dealer management is that B/D technology is superior to the technology available in the Registered Investment Advisor ("RIA")...

Q80 - Can I Take My Employees With Me If I Transition To The RIA Model?

It is common for advisors transitioning their practice to the RIA model to want to bring their existing support team members with them.

Those...

Q79 - How Do I Explain The RIA Model To Clients?

There are many advantages for why financial advisors transition their practices to the Registered Investment Advisor ("RIA") model. Equally compelling...

Q78 - Can I Manage Client Assets Myself As An RIA?

"Can I manage client assets myself as an RIA?"

This is a simple question, with a simple answer. “Yes”

More...

Q77 - Why Don't More Financial Advisors Transition To The RIA Model?

Episode notes:

The Registered Investment Advisor ("RIA") model remains the fastest growing channel in the industry, with no indication...