Transition To RIA Podcast

Recent Episodes

Q56 - What Is The Broker Protocol?

Posted January 24, 2022 • 00:31:08

If at some point in the trajectory of your advisory practice you envision changing firms or affiliation models, it's important to understand what the...

Q55 - How Much Revenue Does A Broker-Dealer Generate From Their Advisors?

Posted January 4, 2022 • 00:29:13

Are you a financial advisor at a broker/dealer?

Are you getting good value in return for the revenue you generate for your firm?

Q54 - 10 Questions On The Future Of The RIA Model With Bob Veres.

Posted December 13, 2021 • 00:54:24

In a slight pivot to my normal format, in the most recent episode of my RIA Question & Answer series, I sat down with long time industry observer,...

Q53 - How To Choose A Custodian For Your RIA?

Posted November 22, 2021 • 00:24:24

There are more variables involved in choosing a custodial partner than most people realize.

In the latest episode of my RIA explanatory...

Q52 - How To Structure The Legal Ownership Of An RIA?

Posted November 2, 2021 • 00:31:34

I'm Brad Wales with Transition To RIA. This is episode #52 of the Transition To RIA question and answer series where I answer RIA related questions...