Transition To RIA Podcast

Recent Episodes

Q61 - What Should I Do With My Legacy Commission Business?

Posted April 6, 2022 • 00:22:45

A common misconception about the Registered Investment Advisor ("RIA") model is that you must be 100% fee-only to transition your practice to it.

Q60 - How Does A Wirehouse Compare To An RIA?

Posted March 23, 2022 • 00:26:44

Are you a financial advisor at a wirehouse (or W2 firm) currently?

Are you considering moving your practice to one?

There...

Q59 - What Is An RIA Technology Stack?

Posted March 8, 2022 • 00:19:57

At it's core, transitioning to the RIA model is simply an exercise in identifying what your current firm provides for you, and determining how to replicate...

Q58 - What Is An Outsourced Chief Compliance Officer?

Posted February 22, 2022 • 00:30:27

Every Registered Investment Advisor is required to have a named Chief Compliance Officer (CCO).

Whether you are thinking of starting...

Q57 - What is a TAMP?

Posted February 3, 2022 • 00:21:08

You’ve likely heard of a TAMP before, but what exactly is it?

The definition of a Turnkey Asset Management Program has expanded...