Transition To RIA Podcast

Q63 - What Are The Largest Expenses Of Running An RIA?

Don't confuse the expenses of running an RIA as being "new" expenses compared to what you have now.

Depending on your current affiliation...

Q62 - Should I Join An Independent Broker-Dealer First Or Should I Go Straight To The RIA Model?

I have a lot of conversations with advisors that are in the wirehouse W2 type model, who want to move into a more independent model.

Sometimes...

Q61 - What Should I Do With My Legacy Commission Business?

A common misconception about the Registered Investment Advisor ("RIA") model is that you must be 100% fee-only to transition your practice to it.

Q60 - How Does A Wirehouse Compare To An RIA?

Are you a financial advisor at a wirehouse (or W2 firm) currently?

Are you considering moving your practice to one?

There...

Q59 - What Is An RIA Technology Stack?

At it's core, transitioning to the RIA model is simply an exercise in identifying what your current firm provides for you, and determining how to replicate...