Transition To RIA Podcast

Q66 - Should You Change Affiliation Models During Challenging Market Conditions?

Walk into a hair salon and ask the stylist if you need a haircut. Any guesses what their answer will be?!

The same can be said depending...

Q65 - Mistakes Financial Advisors Make When Transitioning To The RIA Model.

An important role financial advisors perform for their clients is to help them avoid mistakes with their financial well-being.

Likewise,...

Q64 - What Do I Think Of "IAR-Only" Channels At Broker-Dealers?

Several independent broker-dealers have introduced “IAR-only” affiliation options. Is this something you should consider for your own practice?

Q63 - What Are The Largest Expenses Of Running An RIA?

Don't confuse the expenses of running an RIA as being "new" expenses compared to what you have now.

Depending on your current affiliation...

Q62 - Should I Join An Independent Broker-Dealer First Or Should I Go Straight To The RIA Model?

I have a lot of conversations with advisors that are in the wirehouse W2 type model, who want to move into a more independent model.

Sometimes...