Transition To RIA Podcast

Recent Episodes

Q136 - What Does The "Portfolio Management" Tool In An RIA Tech Stack Do?

Posted November 13, 2025 • 00:23:25

A typical RIA “tech stack” is comprised of 3 core pieces of software:

CRM
Financial Planning
Portfolio Management

Q135 - What Is The Best Custodian To Use With Your RIA?

Posted October 30, 2025 • 00:26:02

Choosing a custodian to hold your client assets is one of the most important decisions you’ll make when transitioning your practice to the RIA model.

Q134 - What Are The Biggest Ways To Screw Up A Transition To The RIA Model?

Posted October 16, 2025 • 00:20:20

In this episode (#134) of the Transition To RIA question & answer series we expand upon five critical ways advisors can make mistakes when transitioning...

Q133 - Steps Involved With Breaking Away From A Wirehouse To Transition To The RIA Model?

Posted October 2, 2025 • 00:22:12

There is a well established process for how to breakaway from a wirehouse, to transition your practice to the RIA model.

This process...

Q132 - What Is An RIA Solicitor Agreement?

Posted September 18, 2025 • 00:17:20

Attracting new clients is the lifeblood of any advisory firm.

One of the advantages of transitioning your practice to the RIA model...