Transition To RIA Podcast
Everything you need to know about WHY and HOW to transition your practice to the Registered Investment Advisor ("RIA") model.
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Recent Episodes
Q131 - What Is The Benefit Of Controlling Your Local Expenses As An RIA?
Being able to control your so-called “local expenses” as an RIA, or 1099 when joining an RIA, comes with additional responsibilities,...
Q130 - What Is An RIA Roll-Up Firm?
Should you consider joining a “roll-up” firm?
But what exactly are they rolling up?
All of your practice?
Q129 - Can I Use Alternative Investments As An RIA?
“You won’t be able to use Alts (alternative investments) if you transition to the RIA model.”
“Ok, maybe that’s...
Q128 - Can I Use The Same Investment Models Or SMAs That I'm Using Now If I Transition To The RIA Model?
A benefit of transitioning your practice to the RIA model is gaining access to a wider array of investment solutions, technology offerings, and service...
Q127 - What Is The Difference Between An RIA And A Broker-Dealer?
Participants in our industry often talk about moving to another broker/dealer.
But when they say “broker/dealer”...
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