Episodes

Episode #26: This episode is from video #26 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how and when conflicts (and potential conflicts) of interest have to be disclosed in the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their ...

Episode #26: This episode is from video #26 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how and when conflicts (and potential conflicts) of interest have to be disclosed in the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their ...

Episode #26: This episode is from video #26 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how and when conflicts (and potential conflicts) of interest have to be disclosed in the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their ...

Episode #25: This episode is from video #25 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how to compare simply buying an existing (already formed/live) RIA vs starting one logistically from scratch. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Regist...

Episode #25: This episode is from video #25 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how to compare simply buying an existing (already formed/live) RIA vs starting one logistically from scratch. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Regist...

Episode #25: This episode is from video #25 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how to compare simply buying an existing (already formed/live) RIA vs starting one logistically from scratch. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Regist...

Episode #24: This episode is from video #24 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what a "No Transaction Fee" program is, and where you would encounter one as an RIA. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the...

Episode #24: This episode is from video #24 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what a "No Transaction Fee" program is, and where you would encounter one as an RIA. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the...

Episode #24: This episode is from video #24 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what a "No Transaction Fee" program is, and where you would encounter one as an RIA. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the...

Episode #23: This episode is from video #23 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what the difference is between Transaction Based Pricing & Asset Based Pricing, and when they are respectively utilized or not. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY ...

Episode #23: This episode is from video #23 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what the difference is between Transaction Based Pricing & Asset Based Pricing, and when they are respectively utilized or not. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY ...

Episode #23: This episode is from video #23 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what the difference is between Transaction Based Pricing & Asset Based Pricing, and when they are respectively utilized or not. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY ...

Episode #22: This episode is from video #22 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain whether or not (and how) a custodian will send account statements directly to your clients. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Ad...

Episode #22: This episode is from video #22 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain whether or not (and how) a custodian will send account statements directly to your clients. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Ad...

Episode #22: This episode is from video #22 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain whether or not (and how) a custodian will send account statements directly to your clients. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Ad...

Episode #21: This episode is from video #21 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain options you have of different ways you can charge for your services under the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to...

Episode #21: This episode is from video #21 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain options you have of different ways you can charge for your services under the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to...

Episode #21: This episode is from video #21 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain options you have of different ways you can charge for your services under the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to...

Episode #20: This episode is from video #20 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what sort of account minimum requirements you can expect from the custodians you work with. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Ad...

Episode #20: This episode is from video #20 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what sort of account minimum requirements you can expect from the custodians you work with. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Ad...

Episode #20: This episode is from video #20 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what sort of account minimum requirements you can expect from the custodians you work with. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Ad...

Episode #19: This episode is from video #19 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can expect for mutual fund availability from your custodian(s) that you'll use as a Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their pr...

Episode #19: This episode is from video #19 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can expect for mutual fund availability from your custodian(s) that you'll use as a Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their pr...

Episode #19: This episode is from video #19 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can expect for mutual fund availability from your custodian(s) that you'll use as a Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their pr...