Episodes

Episode #18: This episode is from video #18 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to achieve for client retention if you transition into the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their ...

Episode #18: This episode is from video #18 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to achieve for client retention if you transition into the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their ...

Episode #18: This episode is from video #18 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to achieve for client retention if you transition into the Registered Investment Advisor (RIA) model. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their ...

Episode #17: This episode is from video #17 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the optionality you have with working with custodians as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered In...

Episode #17: This episode is from video #17 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the optionality you have with working with custodians as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered In...

Episode #17: This episode is from video #17 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the optionality you have with working with custodians as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered In...

Episode #16: This episode is from video #16 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what an "advisory agreement" is, why you need one as a Registered Investment Advisor (RIA), and how you go about creating one. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their pract...

Episode #16: This episode is from video #16 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what an "advisory agreement" is, why you need one as a Registered Investment Advisor (RIA), and how you go about creating one. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their pract...

Episode #16: This episode is from video #16 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what an "advisory agreement" is, why you need one as a Registered Investment Advisor (RIA), and how you go about creating one. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their pract...

Episode #15: This episode is from video #15 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain who has to pay the trading transaction costs, the investing client or the Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Regis...

Episode #15: This episode is from video #15 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain who has to pay the trading transaction costs, the investing client or the Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Regis...

Episode #15: This episode is from video #15 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain who has to pay the trading transaction costs, the investing client or the Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Regis...

Episode #14: This episode is from video #14 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what level of bottom-line take home income you can generally expect to earn as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practic...

Episode #14: This episode is from video #14 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what level of bottom-line take home income you can generally expect to earn as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practic...

Episode #14: This episode is from video #14 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what level of bottom-line take home income you can generally expect to earn as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practic...

Episode #13: This episode is from video #13 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the steps involved with being able to sell insurance as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Inv...

Episode #13: This episode is from video #13 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the steps involved with being able to sell insurance as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Inv...

Episode #13: This episode is from video #13 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the steps involved with being able to sell insurance as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Inv...

Episode #12: This episode is from video #12 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to pay for a compliance consultant to assist you with the startup and ongoing compliance responsibilities of having your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everyt...

Episode #12: This episode is from video #12 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to pay for a compliance consultant to assist you with the startup and ongoing compliance responsibilities of having your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everyt...

Episode #12: This episode is from video #12 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to pay for a compliance consultant to assist you with the startup and ongoing compliance responsibilities of having your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everyt...

Episode #11: This episode is from video #11 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how compliance works as your own Registered Investment Advisor (RIA), and why it's actually more advantageous than you most likely realize. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transitio...

Episode #11: This episode is from video #11 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how compliance works as your own Registered Investment Advisor (RIA), and why it's actually more advantageous than you most likely realize. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transitio...

Episode #11: This episode is from video #11 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how compliance works as your own Registered Investment Advisor (RIA), and why it's actually more advantageous than you most likely realize. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transitio...