Episodes

Episode #36: This episode is from video #36 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain how an RIA custodian generates revenue for itself. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RI...

Episode #36: This episode is from video #36 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain how an RIA custodian generates revenue for itself. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RI...

Episode #36: This episode is from video #36 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain how an RIA custodian generates revenue for itself. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RI...

Episode #35: This episode is from video #35 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what exactly a "hybrid" solution is and how/why it is often interchangeably (and incorrectly) used within the industry. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW ...

Episode #35: This episode is from video #35 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what exactly a "hybrid" solution is and how/why it is often interchangeably (and incorrectly) used within the industry. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW ...

Episode #35: This episode is from video #35 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain what exactly a "hybrid" solution is and how/why it is often interchangeably (and incorrectly) used within the industry. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW ...

Episode #34: This episode is from video #34 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain the different types of RIA compliance consulting firms you will potentially utilize as your own RIA. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their...

Episode #34: This episode is from video #34 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain the different types of RIA compliance consulting firms you will potentially utilize as your own RIA. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their...

Episode #34: This episode is from video #34 of the Transition To RIA video series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I explain the different types of RIA compliance consulting firms you will potentially utilize as your own RIA. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their...

Episode #33: This episode is from video #33 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain if, and how, it is possible to charge performance based fees as a Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered In...

Episode #33: This episode is from video #33 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain if, and how, it is possible to charge performance based fees as a Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered In...

Episode #33: This episode is from video #33 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain if, and how, it is possible to charge performance based fees as a Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered In...

Episode #31: This episode is from video #31 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the current debate regarding when/if you can call yourself "fee-only", or depending on your service offering, should you instead only be using a "fee-based" verbiage. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know abo...

Episode #31: This episode is from video #31 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the current debate regarding when/if you can call yourself "fee-only", or depending on your service offering, should you instead only be using a "fee-based" verbiage. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know abo...

Episode #31: This episode is from video #31 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the current debate regarding when/if you can call yourself "fee-only", or depending on your service offering, should you instead only be using a "fee-based" verbiage. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know abo...

Episode #30: This episode is from video #30 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the often unknown/misunderstood option of being able to still maintain a commission component to your practice as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY ...

Episode #30: This episode is from video #30 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the often unknown/misunderstood option of being able to still maintain a commission component to your practice as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY ...

Episode #30: This episode is from video #30 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain the often unknown/misunderstood option of being able to still maintain a commission component to your practice as your own Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY ...

Episode #28: This episode is from video #28 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to happen during a regulatory examination of your Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the...

Episode #28: This episode is from video #28 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to happen during a regulatory examination of your Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the...

Episode #28: This episode is from video #28 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain what you can generally expect to happen during a regulatory examination of your Registered Investment Advisor (RIA). About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the...

Episode #27: This episode is from video #27 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how it is possible (and arguably preferable) to start with one custodian as a new Registered Investment Advisor (RIA), and then, if desired, become multi-custodial at a later date. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there ...

Episode #27: This episode is from video #27 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how it is possible (and arguably preferable) to start with one custodian as a new Registered Investment Advisor (RIA), and then, if desired, become multi-custodial at a later date. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there ...

Episode #27: This episode is from video #27 of the Transition To RIA video series where I answer RIA related questions I get from advisors just like you. On today's episode I explain how it is possible (and arguably preferable) to start with one custodian as a new Registered Investment Advisor (RIA), and then, if desired, become multi-custodial at a later date. About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there ...